Financial Advisors
As your client’s representative, you are relied on to make it all go smoothly. We’re here to make sure that happens, through every step of the process. We support all phases of on-boarding a new client or transitioning an existing plan to new investments. Our communication protocols make sure you are current on all status points and able to answer your client’s questions with confidence.
Here’s a list of what you can expect from us.
Design Flexibility & Document Management
- Comprehensive plan design options for your review before presentation
- No charge for unlimited design revisions
- Assume all data-gathering responsibility for you
- Completion of all vendor-required forms
- Coordination of vendor to vendor transfers
- Alert you to any plan design changes discussed with your client or required by law
- Provide 24/7 access to all plan documents and annual reports on our secure Plan Sponsor Link
Client Management Partnership
- Understanding of your client’s goals and objective as well as realistic budget considerations
- Monitoring and communicating key timeline status points throughout
- Available for presentation meetings with your client
- Resolution of any asset transfer or money-type questions
- Establish relationship with client representative to provide support at all times
- Keep you aware of all client communications
Let us help you.
We understand how to give you the support you need in the 401(k) and retirement plan market.
